COMPANY LICENSING SERVICES

We assist clients in securing the relevant License to operate a Brokerage Firm, Investment Advisory Company or an Asset Management Company. We can assist in various different Jurisdictions depending on your Scale, Complexity and Objectives.

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We assist Clients identify the correct license they need and the best Jurisdiction to achieve their Goals. To achieve these goals, we offer the following Services:

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• Provide assistance with completion of the Application Pack to be submitted to the regulator

• Assist with the design of the Firm Structure

• Prepare the required Internal Operations Manual according to relevant regulations.

• Prepare the Business Plan and Financial Projections

• Prepare the Procedures Manual for the Prevention of Money Laundering and Terrorist Financing

• Assist in the preparation of the Personal Questionnaires for shareholders, directors and senior management

• Follow-up the application during the process of assessment by the regulator

• Assist in company personnel appointments (Senior Management, Directors & Service Providers)

• Obtaining cross-border licenses

• Establishing Branches

• Establishing Representative Offices